Our auditors are CFIRS certified and very experienced in auditing Trust Departments of all sizes.
Primary Objectives:
- Determine whether there are appropriate oversight by management and the Board
- Determine if policies and procedures are accurate
- Determine if there are appropriate internal controls resident within the functions to mitigate operating, system, and compliance risks
- Determine the overall effectiveness of departmental workflow and incumbent internal controls
- Validate that assets held for client accounts are being accounted for properly
Are your policies and procedures being followed?
Are your controls appropriate and effective?
We can help you answer these questions and find solutions!